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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Apr 29, 2015 | n/a | yes | RIDGEWOOD, NJ | Current employment |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Oct 30, 2014 | Feb 17, 2015 | no | MORRISTOWN, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 28, 2013 | Oct 30, 2014 | no | WOODBRIDGE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | ADVISORS CAPITAL MANAGEMENT, LLC | Feb 17, 2015 | Apr 29, 2015 | 71 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | Oct 30, 2014 | Oct 30, 2014 | 0 | Firm change | Other |