DFX Intelligence

T•••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

T•••• A•••••••• I•••

CRD 157508

HOUSTON, TX

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Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 14
On other graphs: 1
Observed: Nov 17, 2011 to Mar 26, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

T•••• A•••••••• I•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.0B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 76

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••• M••••••••• L•••••	Other Private Fund	$2.6B	Mar 26, 2026	1	Mar 30, 2015	reported	021-236845
N••• T•••• R••••• P•••••••• C•••• L••	Other Private Fund	$1.3B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• M••••• E•••••• H••••••	DIRECTOR, PRESIDENT AND TREASURER	Na	yes	06/2014	Jun 27, 2014	Mar 22, 2024
B•••••• S•••	Director	Na	yes	05/2017	Mar 29, 2021	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••••••• T••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.0B	$6.1B	14.6%	$4.8B	12.9%	76	76	1	1

Relationships

Advises (7)

→ N••• T•••• R••••• P•••••••• C•••• L••Private fundOther Private Fund, IA
Oct 25, 2017 to presentfactForm ADV
→ T•••••• P••••••• L•••••Private fundOther Private Fund, IA
Sep 20, 2019 to presentfactForm ADV
→ C•••••••• P••••••• L•••••Private fundOther Private Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ M••••••••• I••••• F•••• L••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.4B
Occurred
Mar 26, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 26, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 17, 2011
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.