K•••• L• F••••

Advisor at C•••••• C••• A•••• M••••••••• G••••• L••

Maumee, OH | POWELL, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61fa10c4-6cac-15dd-6058-5b139c5d0c60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••• A•••• M••••••••• G••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••• A•••• M••••••••• G••••• L••	Former SEC adviser	Nov 12, 2019	n/a	yes	POWELL, OH\|Maumee, OH	Current employment
R•••• A•••• M••••••••• L••	n/a	Jan 26, 2016	May 4, 2018	no	Maumee, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A•••• M••••••••• L••	C•••••• C••• A•••• M••••••••• G••••• L••	May 4, 2018	Nov 12, 2019	557	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• C••• A•••• M••••••••• G••••• L••Registered adviserregistration: current employment
Nov 12, 2019 to presentfactForm ADV
→ R•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2016 to May 4, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61fa10c4-6cac-15dd-6058-5b139c5d0c60
First observed: Aug 29, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.