DFX Intelligence

C••••••••• S•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C••••••••• S•••• H••••••

Advisor at E••••• F••••••••• L••

LITTLETON, CO

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Search this name across graphsid dfx:ria:62053de2-99d6-437c-6bb8-f7e68c67132f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• F••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• F••••••••• L••	Institutional manager	May 27, 2025	n/a	yes	LITTLETON, CO	Current employment
A••• C•••••• P•••••••• L••	Former SEC adviser	Feb 27, 2024	Oct 1, 2025	no	ENGLEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• C•••••• P•••••••• L••	E••••• F••••••••• L••	Oct 1, 2025	May 27, 2025	-127	Firm change after gap	Other

Relationships

Registered with (2)

→ E••••• F••••••••• L••Registered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ A••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2024 to Oct 1, 2025factForm ADV

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
C••••••••• S•••• H•••••• left A••• C•••••• P•••••••• L•• for E••••• F••••••••• L•• (registered 2025-05-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62053de2-99d6-437c-6bb8-f7e68c67132f
First observed: Feb 27, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.