DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
PASCAGOULA, MS | HATTIESBURG, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | PASCAGOULA, MS|HATTIESBURG, MS | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jun 30, 2016 | Jun 26, 2023 | no | Pascagoula, MS|BIRMINGHAM, AL | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Mar 7, 2014 | Jun 30, 2016 | no | PASCAGOULA, MS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Nov 1, 2012 | no | MOBILE, AL|PASCAGOULA, MS | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 26, 2004 | Jan 1, 2008 | no | PASCAGOULA, MS|PASCAGOULA, MS|ST. LOUIS, MO | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 20, 2004 | Jul 27, 2004 | no | MOBILE, AL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 23, 2003 | Feb 23, 2004 | no | MOBILE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | LPL FINANCIAL LLC | Jun 26, 2023 | Jan 1, 2025 | 555 | Firm change after gap | Ibd to ibd |
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jun 30, 2016 | Jun 30, 2016 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | STERNE AGEE ASSET MANAGEMENT, INC. | Nov 1, 2012 | Mar 7, 2014 | 491 | Firm change after gap | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | A. G. EDWARDS & SONS, INC. | Jul 27, 2004 | Jul 26, 2004 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Feb 23, 2004 | Feb 20, 2004 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 174182:6413:AL:2023-06-26 | Jun 26, 2023 | Jan 1, 2025 | BIRMINGHAM, AL | Firm change after gap |