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RIA / WealthAdvisor29 years in industry

JOHN HOLMES BOCOCK

Advisor at PINNACLE ASSOCIATES, LTD.

NEW YORK, NY | Richmond, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6216f5dd-ea8a-76c1-02b5-9e53bd6e9b3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Aug 3, 2000 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

John Holmes Bocock

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINNACLE ASSOCIATES, LTD.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Feb 19, 1997
First registration: Aug 3, 2000
Dual registered: no
Other names: JACK BOCOCK
IAPD individual key: 2856099

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINNACLE ASSOCIATES, LTD.	Mixed wealth	May 18, 2023	n/a	yes	Richmond, VA\|NEW YORK, NY	Current employment
DYNAMIS ADVISORS, LLC	Former SEC adviser	Mar 23, 2007	May 17, 2016	no	RICHMOND, VA	Previous registration
INVESTMENT MANAGEMENT OF VIRGINIA, LLC	Former SEC adviser	Aug 3, 2000	Dec 11, 2023	no	CHARLOTTESVILLE, VA\|36000 GUANAJUATO, GTO\|RICHMOND, VA\|CHARLOTTESVILLE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT MANAGEMENT OF VIRGINIA, LLC	DYNAMIS ADVISORS, LLC	Dec 11, 2023	Mar 23, 2007	-6,107	Firm change after gap	Other
DYNAMIS ADVISORS, LLC	PINNACLE ASSOCIATES, LTD.	May 17, 2016	May 18, 2023	2,557	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108687:136361:VA:2023-12-11	Dec 11, 2023	Mar 23, 2007	CHARLOTTESVILLE, VA	Firm change after gap
136361:110631:VA:2016-05-17	May 17, 2016	May 18, 2023	RICHMOND, VA	Firm change after gap

Relationships

Registered with (3)

→ PINNACLE ASSOCIATES, LTD.Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ INVESTMENT MANAGEMENT OF VIRGINIA, LLCRegistered adviserregistration: previous registration
Aug 3, 2000 to Dec 11, 2023factForm ADV
→ DYNAMIS ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 23, 2007 to May 17, 2016factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
John Holmes Bocock left Investment Management Of Virginia, Llc for Dynamis Advisors, Llc (registered 2007-03-23)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6216f5dd-ea8a-76c1-02b5-9e53bd6e9b3e
First observed: Aug 3, 2000
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN HOLMES BOCOCK

Advisor at PINNACLE ASSOCIATES, LTD.

NEW YORK, NY | Richmond, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6216f5dd-ea8a-76c1-02b5-9e53bd6e9b3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PINNACLE ASSOCIATES, LTD.

Mixed wealth

May 18, 2023

n/a

yes

Richmond, VA|NEW YORK, NY

Current employment

DYNAMIS ADVISORS, LLC

Former SEC adviser

Mar 23, 2007

May 17, 2016

RICHMOND, VA

Previous registration

INVESTMENT MANAGEMENT OF VIRGINIA, LLC

Former SEC adviser

Aug 3, 2000

Dec 11, 2023

CHARLOTTESVILLE, VA|36000 GUANAJUATO, GTO|RICHMOND, VA|CHARLOTTESVILLE, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT MANAGEMENT OF VIRGINIA, LLC

DYNAMIS ADVISORS, LLC

Dec 11, 2023

Mar 23, 2007

-6,107

Firm change after gap

Other

DYNAMIS ADVISORS, LLC

PINNACLE ASSOCIATES, LTD.

May 17, 2016

May 18, 2023

2,557

Firm change after gap

Other

Team

Left

Joined

From

Kind

108687:136361:VA:2023-12-11

Dec 11, 2023

Mar 23, 2007

CHARLOTTESVILLE, VA

Firm change after gap

136361:110631:VA:2016-05-17

May 17, 2016

May 18, 2023

RICHMOND, VA

Firm change after gap