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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

VECTOR WEALTH MANAGEMENT, LLC

CRD 106090

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:621a0ed6-dcc2-32df-7c9d-9234f2e32ec9

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2011 to Mar 31, 2017
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $40.5MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 5
Accounts: 115
SEC number: 801-51685
CRD: 106090
Filings on the tape: 19
First filed: Dec 12, 2011
Latest filed: Mar 31, 2017
Organised: Limited Liability Company, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALHOUN, SHARON, LEE	Member	B	yes	10/2006	Dec 12, 2011	Mar 31, 2017
FEE, THOMAS, GIFFORD	MEMBER/MANAGER	E	yes	11/1993	Dec 12, 2011	Mar 31, 2017
KLAPPERICH, SUZANNE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Oct 3, 2016	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SNS FINANCIAL GROUP, LLC	n/a	Independent wealth	$5.4B	Y	yes	n/a
VECTOR INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$40.5M	$40.5M	11	5	n/a	n/a	n/a
2015	Mar 18, 2016	$529M	$525M	16	8	n/a	n/a	n/a
2014	Mar 9, 2015	$524M	$519M	13	5	n/a	n/a	n/a
2013	Jan 22, 2014	$477M	$472M	13	5	n/a	n/a	n/a
2012	Feb 25, 2013	$438M	$432M	13	8	n/a	n/a	n/a
2011	Feb 13, 2012	$423M	$413M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$40.5M	$529M	-92.3%	$477M	-56.0%	11	16	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BLUESPRING WEALTH MANAGEMENT, LLC	5	May 8, 2017	Apr 6, 2017	MINNEAPOLIS, MN	Firm absorbed	Other	100.0%

Relationships

Affiliated with (1)

→ BLUESPRING WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← FEE, THOMAS, GIFFORDOwnerMEMBER/MANAGER, ownership code E, individual
Dec 12, 2011 to presentfactForm ADV
← CALHOUN, SHARON, LEEOwnerMEMBER, ownership code B, individual
Dec 12, 2011 to presentfactForm ADV
← KLAPPERICH, SUZANNE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 3, 2016 to presentfactForm ADV

Registered with (6)

← THOMAS GIFFORD FEEAdvisorregistration: previous registration
Jan 16, 2014 to May 8, 2017factForm ADV
← SHARON LEE CALHOUNAdvisorregistration: previous registration
Jan 13, 2014 to May 8, 2017factForm ADV
← ROBERT PAUL LAWSONAdvisorregistration: previous registration
Dec 21, 2016 to May 8, 2017factForm ADV
← JOSEPH CHARLES GROCHOWSKIAdvisorregistration: previous registration
Jan 13, 2014 to May 8, 2017factForm ADV
← JASON DOUGLAS RANALLOAdvisorregistration: previous registration
Jan 28, 2014 to May 8, 2017factForm ADV
← JASON BRANDT KLEYAdvisorregistration: previous registration
Aug 29, 2006 to Sep 5, 2006factForm ADV

Moved with (1)

→ BLUESPRING WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
May 8, 2017 to Apr 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:621a0ed6-dcc2-32df-7c9d-9234f2e32ec9
First observed: Dec 12, 2011
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VECTOR WEALTH MANAGEMENT, LLC

CRD 106090

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:621a0ed6-dcc2-32df-7c9d-9234f2e32ec9

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALHOUN, SHARON, LEE

Member

yes

10/2006

Dec 12, 2011

Mar 31, 2017

FEE, THOMAS, GIFFORD

MEMBER/MANAGER

yes

11/1993

Dec 12, 2011

Mar 31, 2017

KLAPPERICH, SUZANNE, MARIE

CHIEF COMPLIANCE OFFICER

yes

09/2016

Oct 3, 2016

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SNS FINANCIAL GROUP, LLC

n/a

Independent wealth

$5.4B

yes

n/a

VECTOR INSURANCE SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$40.5M

n/a

2015

Mar 18, 2016

$529M

$525M

n/a

2014

Mar 9, 2015

$524M

$519M

n/a

2013

Jan 22, 2014

$477M

$472M

n/a

2012

Feb 25, 2013

$438M

$432M

n/a

2011

Feb 13, 2012

$423M

$413M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$40.5M

$529M

-92.3%

$477M

-56.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BLUESPRING WEALTH MANAGEMENT, LLC

May 8, 2017

Apr 6, 2017

MINNEAPOLIS, MN

Firm absorbed

Other

100.0%