DFX Intelligence

Y••••• S•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

Y••••• S•••••• A••••

Advisor at Z••• D•• C•••••• E••••••••• L••

Temecula, CA | WEST POINT, NY

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Search this name across graphsid dfx:ria:621e01fd-745e-0045-6bc8-25d4d187a71b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Z••• D•• C•••••• E••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Z••• D•• C•••••• E••••••••• L••	Independent wealth	Jan 5, 2026	n/a	yes	Temecula, CA\|WEST POINT, NY	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Oct 10, 2008	May 27, 2025	no	PASADENA, CA\|Westlake Village, CA\|Temecula, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	Z••• D•• C•••••• E••••••••• L••	May 27, 2025	Jan 5, 2026	223	Firm change	Ibd to RIA
R•••••• J•••• F•••••••• S•••••••• I•••	W•••••• I••••••••• S•••••••••	Oct 10, 2008	Oct 10, 2008

Relationships

Registered with (3)

→ Z••• D•• C•••••• E••••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 10, 2008 to May 27, 2025factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 29, 2008 to Oct 10, 2008factForm ADV

Dated events

Occurred
May 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:621e01fd-745e-0045-6bc8-25d4d187a71b
First observed: Jul 29, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.