DFX Intelligence
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Reading the graph
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Advisor at A•• O•• W•••••• L••
CAMARILLO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• O•• W•••••• L•• | State registered | Jun 3, 2019 | n/a | yes | CAMARILLO, CA | Current employment |
| N•• F•••••••• G••••• L•• | Former SEC adviser | Aug 15, 2017 | Jul 8, 2019 | no | West Hollywood, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• F•••••••• G••••• L•• | A•• O•• W•••••• L•• | Jul 8, 2019 | Jun 3, 2019 | -35 | Firm change after gap | RIA to state RIA |
| B•••••• W••••• M••••••••• I•• | N•• F•••••••• G••••• L•• | Aug 31, 2017 | Aug 15, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137743:300847:CA:2019-07-08 | Jul 8, 2019 | Jun 3, 2019 | W••• HOLLYWOOD, CA | Firm change after gap |
| B•••••• W••••• M••••••••• I•• | Former SEC adviser | Jan 4, 2016 | Aug 31, 2017 | no | RANCHO MIRAGE, CA | Previous registration |
| F•••••••• W••• G•••• | Former SEC adviser | Oct 4, 2012 | Dec 31, 2015 | no | VENTURA, CA|LOS ANGELES, CA|SAN FRANCISCO, CA | Previous registration |
| -16 |
| Firm change |
| Other |
| F•••••••• W••• G•••• | B•••••• W••••• M••••••••• I•• | Dec 31, 2015 | Jan 4, 2016 | 4 | Firm change | Other |