DFX Intelligence

L••••• C• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

L••••• C• M••••••••

Advisor at M••••••••• I••••••••• M••••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:6223559a-dfa6-ed1e-ecf7-ac919989f3d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	Aug 21, 2026	n/a	yes	CHICAGO, IL	Current employment
M••••• S••••••	Wirehouse	Aug 31, 2020	Aug 2, 2024	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••••••• I••••••••• M••••••••• L••	Aug 2, 2024	Aug 21, 2026	749	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 31, 2020 to Aug 2, 2024factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6223559a-dfa6-ed1e-ecf7-ac919989f3d3
First observed: Aug 31, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.