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Advisor at FERMATA ADVISORS
SONOMA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FERMATA ADVISORS | Independent wealth | Sep 30, 2019 | n/a | yes | SONOMA, CA | Current employment |
| ENSO WEALTH MANAGEMENT, LLC | Former SEC adviser | May 15, 2017 | Jan 31, 2020 | no | SONOMA, CA|PETALUMA, CA | Previous registration |
| DECOTA WEALTH MANAGEMENT, LLC | Former SEC adviser | Sep 27, 2016 | May 30, 2017 | no | Sonoma, CA|PETALUMA, CA | Previous registration |
| EDWARD JONES | National bd RIA | Jan 5, 2012 | Aug 30, 2016 | no | VACAVILLE, CA|ST LOUIS, MO|FAIRFIELD, CA|SONOMA, CA|SONOMA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENSO WEALTH MANAGEMENT, LLC | FERMATA ADVISORS | Jan 31, 2020 | Sep 30, 2019 | -123 | Firm change after gap | RIA to new firm |
| DECOTA WEALTH MANAGEMENT, LLC | ENSO WEALTH MANAGEMENT, LLC | May 30, 2017 | May 15, 2017 | -15 | Firm change | Other |
| EDWARD JONES | DECOTA WEALTH MANAGEMENT, LLC | Aug 30, 2016 | Sep 27, 2016 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169784:287882:CA:2017-05-30 | May 30, 2017 | May 15, 2017 | PETALUMA, CA | Firm change |