DFX Intelligence

D•••••• P••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

D•••••• P••• K•••••

Advisor at A•••••• F•••••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:6229b598-dc59-8c6a-fa42-770185b5f732

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• A•••••••• L••	Independent wealth	Jun 11, 2026	n/a	yes	ST. GEORGE, UT\|Dayton, OH	Current employment
A•••••• F•••••••• G••••• L••	Independent wealth	Apr 27, 2011	n/a	yes	OAKWOOD, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	A•••••• F•••••••• G••••• L••	Mar 23, 2007	Mar 27, 2007	4	Firm change	Other
M••••• S•••••• D• I•••	F•••• T•••• S••••••••• I•••	Jun 24, 2003	Feb 1, 2005

Relationships

Registered with (4)

→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ A•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 27, 2007 to May 14, 2010factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2005 to Mar 23, 2007factForm ADV
→ M••••• S•••••• D• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6229b598-dc59-8c6a-fa42-770185b5f732
First observed: Mar 16, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.