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RIA / WealthAdvisor17 years in industry

NICHOLAS GEORGE DANIEL

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | Grand Junction, CO

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Search this name across graphsid dfx:ria:6229de67-a931-890b-c2f1-00a011fa66a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 22, 2009
First registration: Jul 14, 2014
Dual registered: no
Other names: NICK GEORGE DANIEL
IAPD individual key: 5728537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Dec 8, 2024	n/a	yes	Grand Junction, CO\|NEW YORK, NY	Current employment
Cedrus	Former SEC adviser	Aug 16, 2024	Mar 26, 2025	no	Grand Junction, CO\|LITTLETON, CO	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 21, 2020	Aug 15, 2024	no	AUSTIN, TX\|Grand Junction, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 5, 2017	Mar 17, 2020	no	GRAND JUNCTION, CO\|Grand Junction, CO\|SAN DIEGO, CA\|ASPEN, CO\|CARBONDALE, CO\|GLENWOOD SPRINGS, CO\|GRAND JUNCTION, CO\|MONTROSE, CO\|STEAMBOAT SPRINGS, CO	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	Jul 14, 2014	May 31, 2017	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Cedrus	ARAX ADVISORY PARTNERS	Mar 26, 2025	Dec 8, 2024	-108	Firm change after gap	RIA to RIA
KESTRA ADVISORY SERVICES, LLC	Cedrus	Aug 15, 2024	Aug 16, 2024	1	Firm change	Ibd to RIA
LPL FINANCIAL LLC	KESTRA ADVISORY SERVICES, LLC	Mar 17, 2020	Feb 21, 2020	-25	Firm change	Ibd to ibd
FORESTERS ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	May 31, 2017	Jun 5, 2017	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
312878:133535:CO:2025-03-26	Mar 26, 2025	Dec 8, 2024	LITTLETON, CO	Firm change after gap

Relationships

Registered with (5)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Dec 8, 2024 to presentfactForm ADV
→ CEDRUSRegistered adviserregistration: previous registration
Aug 16, 2024 to Mar 26, 2025factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 21, 2020 to Aug 15, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 5, 2017 to Mar 17, 2020factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 14, 2014 to May 31, 2017factForm ADV

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
Nicholas George Daniel left Cedrus for Arax Advisory Partners (registered 2024-12-08)
Form ADVobserved 4 days ago
Occurred
Aug 15, 2024
Advisor changed firm
Nicholas George Daniel left Kestra Advisory Services, Llc for Cedrus (registered 2024-08-16)
Form ADVobserved 4 days ago