D••••• K•••

Advisor at P••••••••

ENGLEWOOD, NJ | BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:622e92ad-a4a2-3adb-6f5c-a88a887b65d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 5, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••••• K•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Oct 20, 2020	n/a	yes	ENGLEWOOD, NJ\|BELLEVUE, WA	Current employment
C••••••••• A••••••• I••	Former SEC adviser	Mar 5, 2003	Sep 30, 2020	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A••••••• I••	P••••••••	Sep 30, 2020	Oct 20, 2020	20	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Oct 20, 2020 to presentfactForm ADV
→ C••••••••• A••••••• I••Registered adviserregistration: previous registration
Mar 5, 2003 to Sep 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:622e92ad-a4a2-3adb-6f5c-a88a887b65d5
First observed: Mar 5, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.