DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••• I••••••••• A•••••••• I••
STEVENSVILLE, MD | WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• I••••••••• A•••••••• I•• | Bd affiliated wealth | Jan 9, 2025 | n/a | yes | STEVENSVILLE, MD|WILMINGTON, DE | Current employment |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Independent wealth | Mar 22, 2012 | May 7, 2020 | no | SCOTTSDALE, AZ|STEVENSVILLE, MD|Annapolis, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | R••••• I••••••••• A•••••••• I•• | May 7, 2020 | Jan 9, 2025 | 1,708 | Firm change after gap | RIA to ibd |
| C••••• A•••••• N••••••• L•• | U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Mar 8, 2012 |
| Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Dec 19, 2005 | Mar 8, 2012 | no | SEWICKLEY, PA|STEVENSVILLE, MD|STEVENSVILLE, MD|ASHTON, MD | Previous registration |
| B••• V••• S••••••••• L•• | n/a | May 5, 2004 | Dec 31, 2005 | no | ASHTON, MD | Previous registration |
| B•••• S••••••••• I••• | n/a | Jul 8, 2003 | Dec 8, 2005 | no | WASHINGTON, DC | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 10, 2003 | May 18, 2004 | no | WASHINGTON, DC | Previous registration |
| M••••• S•••••• D• I••• | n/a | Nov 14, 1997 | Nov 20, 2002 | no | WEST WASHINGTON, DC | Previous registration |
| 14 |
| Firm change |
| Other |
| B••• V••• S••••••••• L•• | C••••• A•••••• N••••••• L•• | Dec 31, 2005 | Dec 19, 2005 | -12 | Firm change | Other |
| B•••• S••••••••• I••• | B••• V••• S••••••••• L•• | Dec 8, 2005 | May 5, 2004 | -582 | Firm change after gap | Other |
| L•• F•••••••• L•• | B•••• S••••••••• I••• | May 18, 2004 | Jul 8, 2003 | -315 | Firm change after gap | Other |
| M••••• S•••••• D• I••• | L•• F•••••••• L•• | Nov 20, 2002 | Jan 10, 2003 | 51 | Firm change | Other |