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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

NOONDAY ASSET MANAGEMENT, L.P.

CRD 138732

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:62336e66-19bb-6693-43c4-684fd393d187

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.3BItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 24
SEC number: 801-65851
CRD: 138732
Filings on the tape: 1
First filed: Mar 30, 2012
Latest filed: Mar 30, 2012
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALDWELL, PAUL, ANDREW	MEMBER EXECUTOR, (NAMJ)	Na	yes	03/2009	Mar 30, 2012	Mar 30, 2012
COHEN, DAVID, ISAAC	SENIOR PARTNER (NAMLP)	E	yes	01/2005	Mar 30, 2012	Mar 30, 2012
COHEN, DAVID, ISAAC	SENIOR MANAGING MEMBER	E	yes	01/2005	Mar 30, 2012	Mar 30, 2012
NOONDAY ASSET MANAGEMENT, L.P.	SHAREHOLDER (NAMHK)	E	yes	08/2006	Mar 30, 2012	Mar 30, 2012
NOONDAY CAPITAL, L.L.C.	GENERAL PARTNER (NAMLP)	Na	yes	12/2004	Mar 30, 2012	Mar 30, 2012
ROBERTS, THOMAS, GERALD	MANAGING MEMBER	F	yes	01/2009	Mar 30, 2012	Mar 30, 2012
ROBERTS, THOMAS, GERALD	MEMBER EXECUTOR (NAMJ)	Na	yes	03/2009	Mar 30, 2012	Mar 30, 2012
SPOKES, ANDREW, JAMES MCLEAN	SENIOR MANAGING MEMBER	F	yes	08/2007	Mar 30, 2012	Mar 30, 2012
SPOKES, ANDREW, JAMES MCLEAN	DIRECTOR (NAMA)	Na	yes	07/2005	Mar 30, 2012	Mar 30, 2012
WU, NANCY, BINGYUN	DIRECTOR (NAMHK)	Na	yes	07/2007	Mar 30, 2012	Mar 30, 2012
ZAGE, GEORGE, RAYMOND	CEO & DIRECTOR (NAMA)	Na	yes	01/2005	Mar 30, 2012	Mar 30, 2012
CHANG, CAROLINE, HWA-I	GENERAL COUNSEL (NAMLP)	Na	no	08/2008	Mar 30, 2012	Mar 30, 2012
SHREVE, CAITLIN, ELIZABETH	CHIEF COMPLIANCE OFFICER (NAMLP)	Na	no	01/2010	Mar 30, 2012	Mar 30, 2012
WALL, MICHAEL, DEAN	CONTROLLER, TREASURER & CHIEF ACCOUNTANT (NAMA)	Na	no	02/2008	Mar 30, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FARALLON CAPITAL MANAGEMENT, L.L.C.	n/a	Asset manager	$52B	N	yes	n/a
FARALLON ASIA (GP) II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
FARALLON ASIA (GP), L.L.C.	n/a	n/a	n/a	N	yes	n/a
FARALLON PARTNERS CREDIT SIDECAR GP, L.P.	n/a	n/a	n/a	N	yes	n/a
FARALLON PARTNERS, L.L.C.	n/a	n/a	n/a	N	yes	n/a
FKG CAPITAL - GEST?O DE RECURSOS LTDA	n/a	n/a	n/a	N	yes	n/a
NGP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NOONDAY ASSET MANAGEMENT ASIA (HK) LIMITED	n/a	n/a	n/a	Y	yes	n/a
NOONDAY ASSET MANAGEMENT ASIA PTE. LTD.	n/a	n/a	n/a	Y	yes	n/a
NOONDAY ASSET MANAGEMENT JAPAN, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Central	n/a	Hong Kong	n/a	no
Foreign	n/a	Singapore	n/a	no
Tokyo	n/a	Japan	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$3.3B	$3.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$3.3B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ FARALLON CAPITAL MANAGEMENT, L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (8)

← NOONDAY ASSET MANAGEMENT, L.P.OwnerSHAREHOLDER (NAMHK), ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SPOKES, ANDREW, JAMES MCLEANOwnerSENIOR MANAGING MEMBER, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← COHEN, DAVID, ISAACOwnerSENIOR MANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← ZAGE, GEORGE, RAYMONDOwnerCEO & DIRECTOR (NAMA), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← WU, NANCY, BINGYUNOwnerDIRECTOR (NAMHK), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ROBERTS, THOMAS, GERALDOwnerMANAGING MEMBER, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← CALDWELL, PAUL, ANDREWOwnerMEMBER EXECUTOR, (NAMJ), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← NOONDAY CAPITAL, L.L.C.OwnerGENERAL PARTNER (NAMLP), ownership code NA, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← WALL, MICHAEL, DEANOwnerCONTROLLER, TREASURER & CHIEF ACCOUNTANT (NAMA), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CHANG, CAROLINE, HWA-IOwnerGENERAL COUNSEL (NAMLP), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SHREVE, CAITLIN, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER (NAMLP), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62336e66-19bb-6693-43c4-684fd393d187
First observed: Mar 30, 2012
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NOONDAY ASSET MANAGEMENT, L.P.

CRD 138732

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62336e66-19bb-6693-43c4-684fd393d187

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALDWELL, PAUL, ANDREW

MEMBER EXECUTOR, (NAMJ)

yes

03/2009

Mar 30, 2012

COHEN, DAVID, ISAAC

SENIOR PARTNER (NAMLP)

yes

01/2005

Mar 30, 2012

COHEN, DAVID, ISAAC

SENIOR MANAGING MEMBER

yes

01/2005

Mar 30, 2012

NOONDAY ASSET MANAGEMENT, L.P.

SHAREHOLDER (NAMHK)

yes

08/2006

Mar 30, 2012

NOONDAY CAPITAL, L.L.C.

GENERAL PARTNER (NAMLP)

yes

12/2004

Mar 30, 2012

ROBERTS, THOMAS, GERALD

MANAGING MEMBER

yes

01/2009

Mar 30, 2012

ROBERTS, THOMAS, GERALD

MEMBER EXECUTOR (NAMJ)

yes

03/2009

Mar 30, 2012

SPOKES, ANDREW, JAMES MCLEAN

SENIOR MANAGING MEMBER

yes

08/2007

Mar 30, 2012

SPOKES, ANDREW, JAMES MCLEAN

DIRECTOR (NAMA)

yes

07/2005

Mar 30, 2012

WU, NANCY, BINGYUN

DIRECTOR (NAMHK)

yes

07/2007

Mar 30, 2012

ZAGE, GEORGE, RAYMOND

CEO & DIRECTOR (NAMA)

yes

01/2005

Mar 30, 2012

CHANG, CAROLINE, HWA-I

GENERAL COUNSEL (NAMLP)

08/2008

Mar 30, 2012

SHREVE, CAITLIN, ELIZABETH

CHIEF COMPLIANCE OFFICER (NAMLP)

01/2010

Mar 30, 2012

WALL, MICHAEL, DEAN

CONTROLLER, TREASURER & CHIEF ACCOUNTANT (NAMA)

02/2008

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FARALLON CAPITAL MANAGEMENT, L.L.C.

n/a

Asset manager

$52B

yes

n/a

FARALLON ASIA (GP) II, L.L.C.

n/a

yes

n/a

FARALLON ASIA (GP), L.L.C.

n/a

yes

n/a

FARALLON PARTNERS CREDIT SIDECAR GP, L.P.

n/a

yes

n/a

FARALLON PARTNERS, L.L.C.

n/a

yes

n/a

FKG CAPITAL - GEST?O DE RECURSOS LTDA

n/a

yes

n/a

NGP, L.L.C.

n/a

yes

n/a

NOONDAY ASSET MANAGEMENT ASIA (HK) LIMITED

n/a

yes

n/a

NOONDAY ASSET MANAGEMENT ASIA PTE. LTD.

n/a

yes

n/a

NOONDAY ASSET MANAGEMENT JAPAN, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Central

n/a

Hong Kong

n/a

Foreign

n/a

Singapore

n/a

Tokyo

n/a

Japan

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$3.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$3.3B

n/a