DFX Intelligence

J••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J••••••• H••••••

Advisor at A••••••• A••••••• S•••••••• L••

LIBERTYVILLE, IL

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Search this name across graphsid dfx:ria:623f3b69-cb95-1efb-66ee-57a0412a3135

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 10, 2026	n/a	yes	LIBERTYVILLE, IL	Current employment
B••••• G••••• A•••••• N••••••• L••	Independent wealth	Feb 25, 2025	Jan 28, 2026	no	Lake Zurich, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• G••••• A•••••• N••••••• L••	A••••••• A••••••• S•••••••• L••	Jan 28, 2026	Feb 10, 2026	13	Firm change	RIA to ibd
S••••• W••••• M•••••••••	B••••• G••••• A•••••• N••••••• L••	Jan 29, 2025	Feb 25, 2025

Relationships

Registered with (4)

→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ B••••• G••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 25, 2025 to Jan 28, 2026factForm ADV
→ S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 31, 2023 to Jan 29, 2025factForm ADV
→ P•••• I•• A••••••• S•••••••• L••

Dated events

Occurred
Jan 28, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 29, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 21, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:623f3b69-cb95-1efb-66ee-57a0412a3135
First observed: Jun 10, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.