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Advisor at CANTOR FITZGERALD INVESTMENT ADVISORS
DALLAS, TX | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CANTOR FITZGERALD INVESTMENT ADVISORS | Mixed wealth | Jul 1, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| SMITH GROUP ASSET MANAGEMENT, LLC | Independent wealth | Sep 21, 2021 | n/a | yes | DALLAS, TX | Current employment |
| SMITH GROUP ASSET MANAGEMENT | Former SEC adviser | Apr 13, 2009 | Oct 5, 2021 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SMITH GROUP ASSET MANAGEMENT | SMITH GROUP ASSET MANAGEMENT, LLC | Oct 5, 2021 | Sep 21, 2021 | -14 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106301:313265:TX:2021-10-05 | Oct 5, 2021 | Sep 21, 2021 | DALLAS, TX | Firm change |