DFX Intelligence

P•••••• K•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

P•••••• K•••••• C••••••••

Advisor at ••••••••

Clayton, MO | Northbrook, IL

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Search this name across graphsid dfx:ria:624369bc-5832-d0f0-50bd-8a79349d3ac0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
••••••••	Independent wealth	Apr 25, 2025	n/a	yes	Northbrook, IL\|Clayton, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 16, 2015	Apr 30, 2025	no	DEERFIELD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	••••••••	Apr 30, 2025	Apr 25, 2025	-5	Firm change	Wirehouse to RIA
M••••• S••••••	W•••• F•••• A•••••••	Jan 27, 2015	Jan 16, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:3767:IL:2025-04-30	Apr 30, 2025	Apr 25, 2025	DEERFIELD, IL	Firm change
149777:19616:IL:2015-01-26	Jan 27, 2015	Jan 16, 2015	DEERFIELD, IL	Firm change

Relationships

Registered with (5)

→ ••••••••Registered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 16, 2015 to Apr 30, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 27, 2015factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Apr 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:624369bc-5832-d0f0-50bd-8a79349d3ac0
First observed: Jun 2, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.