DFX Intelligence

R••••• D•••• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••••• D•••• C••

Advisor at H•••• I••••••• A••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:6249806d-4e69-d10a-2374-e3f3cfb61c11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• I••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• I••••••• A••••••• L••	I•••••••••_WEALTH	Aug 2, 2023	n/a	yes	SAN FRANCISCO, CA	Current employment
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 10, 2015	Apr 5, 2023	no	LINCROFT, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• A•••••••• L••	H•••• I••••••• A••••••• L••	Apr 5, 2023	Aug 2, 2023	119	Firm change	Other
I••••••••• F•••••••• P•••••••	W•••• I••••••••• A•••••••• L••	May 27, 2015	Jun 10, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:208512:CA:2015-05-27	May 27, 2015	Jun 10, 2015	SANTA BARBARA, CA	Firm change

Relationships

Registered with (3)

→ H•••• I••••••• A••••••• L••Registered adviserregistration: current employment
Aug 2, 2023 to presentfactForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 10, 2015 to Apr 5, 2023factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jan 19, 2012 to May 27, 2015factForm ADV

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6249806d-4e69-d10a-2374-e3f3cfb61c11
First observed: Jan 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.