This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SEIA

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65

First exam

Jun 8, 2022

First registration

Dec 8, 2022

Dual registered

no

IAPD individual key

7635164

• Occurred

  Aug 28, 2025
  Advisor changed firm

  Rael Rubin left Northrock Partners, Llc for Seia (registered 2025-10-01)

  Form ADVobserved 5 days ago
• Occurred

  Jul 17, 2025
  Advisor changed firm

  Rael Rubin left Parkside Advisors Llc for Northrock Partners, Llc (registered 2025-07-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6255681f-2eda-d136-5bb0-4a247a18a31b

First observed

Dec 8, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.