This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

9D CAPITAL LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 9, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 9, 2003

First registration

Aug 7, 2013

Dual registered

yes, broker-dealer

Other names

SAM ALAOUI|SAM AAZIZ|HICHAM ALAOUI|HICHAM SAM AZIZ ALAOUI|HICHAM AZIZ ALAOUI

IAPD individual key

4640450

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6256793d-5fd8-8334-cc97-1948feea0502

First observed

Aug 7, 2013

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.