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S•••• F••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

S•••• F••••• P•••••••

Advisor at P••••••••

NEWTOWN SQUARE, PA | ENGLEWOOD, NJ

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Search this name across graphsid dfx:ria:625b1007-67b4-c0f8-619d-a9f4b0006ed8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Sep 19, 2023	n/a	yes	ENGLEWOOD, NJ\|NEWTOWN SQUARE, PA	Current employment
V•••••••• L•	Former SEC adviser	Mar 19, 2004	Sep 18, 2023	no	EDGEMONT, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••••• L•	P••••••••	Sep 18, 2023	Sep 19, 2023	1	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
130758:151736:PA:2023-09-18	Sep 18, 2023	Sep 19, 2023	EDGEMONT, PA	Firm change

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ V•••••••• L•Registered adviserregistration: previous registration
Mar 19, 2004 to Sep 18, 2023factForm ADV

Dated events

Occurred
Sep 18, 2023
Advisor changed firm
S•••• F••••• P••••••• left V•••••••• L• for Pathstone (registered 2023-09-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:625b1007-67b4-c0f8-619d-a9f4b0006ed8
First observed: Mar 19, 2004
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.