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Advisor at MORGAN STANLEY
Denver, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 12, 2024 | n/a | yes | Denver, CO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 2, 2015 | Jan 31, 2024 | no | GREENWOOD VILLAGE, CO|DENVER, CO|GREENWOOD VILLAGE, CO|LITTLETON, CO|ENGLEWOOD, CO|BOULDER, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 16, 2014 | Oct 13, 2015 | no | DENVER, CO | Previous registration |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Mar 19, 2008 | Jun 17, 2014 | no | DENVER, CO|SALT LAKE CITY, UT | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Dec 1, 2006 | Aug 20, 2007 | no | GREENWOOD VILLAGE, CO | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 6, 2003 | Nov 1, 2006 | no | ENGLEWOOD, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jan 31, 2024 | Jan 12, 2024 | -19 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 13, 2015 | Oct 2, 2015 | -11 | Firm change | Wirehouse to wirehouse |
| ZIONS CAPITAL ADVISORS, INC. | UBS FINANCIAL SERVICES INC. | Jun 17, 2014 | Jun 16, 2014 | -1 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | ZIONS CAPITAL ADVISORS, INC. | Aug 20, 2007 | Mar 19, 2008 | 212 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | PARK AVENUE SECURITIES LLC | Nov 1, 2006 | Dec 1, 2006 | 30 | Firm change | Other |