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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

SARAH L. ELLIS

Advisor at STRATEGIC ADVISERS LLC

ARLINGTON, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:62637ebd-1a74-09ab-ccfb-5e295b4c999a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 9, 2013
First registration: Dec 8, 2015
Dual registered: yes, broker-dealer
Other names: SARAH L ELLIS|SARAH LANE ELLIS|SARAH ELLIS|SARAH LANE CARSON|SARAH L CARSON|Sarah Carson
IAPD individual key: 6227310

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	DALLAS, TX\|ARLINGTON, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 9, 2020	Mar 31, 2025	no	CHICAGO, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 4, 2018	May 19, 2020	no	GREENWOOD VILLAGE, CO	Previous registration
SANTA BARBARA ASSET MANAGEMENT, LLC	Former SEC adviser	Aug 23, 2017	Apr 11, 2018	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Dec 8, 2015	Aug 7, 2017	no	Chicago, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 19, 2020	Jun 9, 2020	21	Firm change	Wirehouse to ibd
SANTA BARBARA ASSET MANAGEMENT, LLC	WELLS FARGO ADVISORS	Apr 11, 2018	Jun 4, 2018	54	Firm change	RIA to wirehouse
MORGAN STANLEY	SANTA BARBARA ASSET MANAGEMENT, LLC	Aug 7, 2017	Aug 23, 2017	16	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 9, 2020 to Mar 31, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 4, 2018 to May 19, 2020factForm ADV
→ SANTA BARBARA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 23, 2017 to Apr 11, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 8, 2015 to Aug 7, 2017factForm ADV

Dated events

No dated event names this entity yet.