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advised by ROCKEFELLER & CO., INC.
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Jan 3, 2017 | $27.6M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Dec 16, 2016 | $27.6M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Nov 2, 2016 | $27.6M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Jul 8, 2016 | $27.6M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| May 13, 2016 | $27.6M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Mar 30, 2016 | $27.6M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Feb 4, 2016 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Feb 4, 2016 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Jan 28, 2016 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Jan 11, 2016 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Dec 11, 2015 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Nov 6, 2015 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Apr 28, 2015 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Mar 31, 2015 | $29.5M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Oct 3, 2014 | $30.9M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Jul 11, 2014 | $30.9M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| May 19, 2014 | $30.9M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Mar 31, 2014 | $30.9M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Oct 18, 2013 | $18.7M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Oct 18, 2013 | $18.7M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Oct 18, 2013 | $18.7M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Oct 18, 2013 | $18.7M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Apr 30, 2013 | $18.7M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Apr 1, 2013 | $18.7M | 12 | $100,000 | 100.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Jan 11, 2013 | $15.2M | 12 | $500,000 | 200.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Oct 5, 2012 | $15.2M | 12 | $500,000 | 200.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Jun 4, 2012 | $15.2M | 12 | $500,000 | 200.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Apr 13, 2012 | $15.2M | 12 | $500,000 | 200.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Mar 30, 2012 | $15.2M | 12 | $500,000 | 200.0% | yes | ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE BANK | J.P. MORGAN PRIVATE BANK | Newark | Delaware | United States | no | n/a |
| J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES LLC | NEW YORK | New York | United States | no | 8-35008 |