DFX Intelligence

T••••• L•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

T••••• L•••••• M•••••••

Advisor at O•••• W•••••• I•••

LOS ALAMITOS, CA

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Search this name across graphsid dfx:ria:626daaaf-3ae7-997f-4a54-8fbe02510ab7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 22, 2025	n/a	yes	LOS ALAMITOS, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 15, 2022	Dec 3, 2024	no	LOS ALAMITOS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	O•••• W•••••• I•••	Dec 3, 2024	Jan 22, 2025	50	Firm change	Ibd to ibd
N•• F•••••••• G••••• L••	I••••••••• F•••••••• G••••• L••	Jul 15, 2022	Jul 15, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:23131:CA:2024-12-03	Dec 3, 2024	Jan 22, 2025	LOS ALAMITOS, CA	Firm change
137743:7717:CA:2022-07-15	Jul 15, 2022	Jul 15, 2022	LOS ALAMITOS, CA	Firm change

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 15, 2022 to Dec 3, 2024factForm ADV
→ N•• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 17, 2010 to Jul 15, 2022factForm ADV
→ Q•••• C•••••• S••••••••• I•••

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:626daaaf-3ae7-997f-4a54-8fbe02510ab7
First observed: May 31, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.