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Advisor at LPL FINANCIAL LLC
BENTONVILLE, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 4, 2018 | n/a | yes | BENTONVILLE, AR | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Mar 31, 2005 | Oct 1, 2018 | no | BENTONVILLE, AR|FAYETTEVILLE, AR|BENTONVILLE, AR|BENTONVILLE, AR | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Apr 19, 2004 | Feb 3, 2005 | no | FAYETTEVILLE, AR | Previous registration |
| ARVEST WEALTH MANAGEMENT | Independent wealth | Jan 2, 2004 | Apr 20, 2004 | no | ROGERS, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | LPL FINANCIAL LLC | Oct 1, 2018 | Sep 4, 2018 | -27 | Firm change | Ibd to RIA |
| MORGAN KEEGAN & COMPANY, LLC | CONCOURSE FINANCIAL GROUP ADVISORS | Feb 3, 2005 | Mar 31, 2005 | 56 | Firm change | Other |
| ARVEST WEALTH MANAGEMENT | MORGAN KEEGAN & COMPANY, LLC | Apr 20, 2004 | Apr 19, 2004 | -1 | Firm change | Other |