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A••••••••• L••• P••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

A••••••••• L••• P••••• L••

CRD 164009

CARROLLTON, TX

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Data as of Nov 17, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 2, 2013 to Nov 17, 2016
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $799,281••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $799,281derived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• B•••••• T••••••	n/a	FRISCO, TX	9	18	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• S••••• P•••	President	B	yes	06/2015	Sep 18, 2014	Nov 17, 2016
T••••••• J••••• B••••••	CHIEF COMPLIANCE OFFICER	E	yes	06/2016	Aug 6, 2014	Nov 17, 2016

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 12, 2016

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$799,281	n/a	n/a	n/a	n/a	16	16	n/a	n/a

Relationships

Registered with (2)

← J•••• B•••••• T••••••Advisorregistration: previous registration
Feb 9, 2016 to Dec 31, 2023factForm ADV
← J••• L• R•••••••Advisorregistration: previous registration
Aug 19, 2014 to Feb 26, 2015factForm ADV

Controls (2)

← T••••••• J••••• B••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 6, 2014 to presentfactForm ADV
← K••••• S••••• P•••

Dated events

Order

Occurred
2 May 2013
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 2, 2013
Last observed: Nov 17, 2016 119 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.