DFX Intelligence

A•• M••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

A•• M••••••• D•••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

Griffin, GA | AUSTIN, TX

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Search this name across graphsid dfx:ria:62746e2b-81f8-f833-ee9d-ba502d39fe74

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Mar 12, 2025	n/a	yes	AUSTIN, TX\|Griffin, GA	Current employment
E••••• J••••	National bd RIA	Apr 10, 2008	Mar 12, 2025	no	PEACHTREE CITY, GA\|GRIFFIN, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	K••••• P•••••• W••••• S•••••••• L••	Mar 12, 2025	Mar 12, 2025	0	Firm change	Ibd to ibd
1••• C•••••• M••••••••• C••••••	E••••• J••••	Mar 25, 2008	Apr 10, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:155193:GA:2025-03-12	Mar 12, 2025	Mar 12, 2025	GRIFFIN, GA	Firm change

Relationships

Registered with (4)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 10, 2008 to Mar 12, 2025factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviserregistration: previous registration
Jul 31, 2007 to Mar 25, 2008factForm ADV
→ P•••• S••••••••• L••Registered adviser

Dated events

Occurred
Mar 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62746e2b-81f8-f833-ee9d-ba502d39fe74
First observed: Dec 1, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.