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G•••• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

G•••• M•••••• M•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

PADUCAH, KY

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Search this name across graphsid dfx:ria:627e3e72-f0c5-13bb-b48d-e9baf284ef7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jan 22, 2021	n/a	yes	PADUCAH, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 20, 2014	Feb 3, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••• W• B•••• • C•• I•••••••••	Feb 3, 2021	Jan 22, 2021	-12	Firm change	Ibd to RIA
K•••• F•••••••• A••••••• L••	L•• F•••••••• L••	Jan 8, 2015

Relationships

Registered with (6)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Jan 22, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 20, 2014 to Feb 3, 2021factForm ADV
→ K•••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 2, 2008 to Jan 8, 2015factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:627e3e72-f0c5-13bb-b48d-e9baf284ef7c
First observed: Jan 27, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.