This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GUGGENHEIM INVESTMENTS

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 13, 2023

First registration

Nov 13, 2023

Dual registered

yes, broker-dealer

Other names

Houston Jarvis|Houston Stevana Jarvis

IAPD individual key

7783293

• Occurred

  Aug 17, 2024
  Advisor changed firm

  Houston Stevana Jarvis left J.P. Morgan Securities Llc for Guggenheim Investments (registered 2025-04-17)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6283db1b-b89a-c581-6073-bf5f78072e15

First observed

Nov 13, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.