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K•••••• C••••• Z•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••••• C••••• Z•••

Advisor at E•••••• E••••• L••

SAN MATEO, CA | Irvine, CA | Antioch, CA

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Search this name across graphsid dfx:ria:628725c8-f35f-ebaa-99bd-a0b7156fecae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Jan 6, 2025	n/a	yes	Irvine, CA\|SAN MATEO, CA\|Antioch, CA	Current employment
M••••• F•••••••• L•••	State registered	Apr 2, 2014	Aug 19, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• S••••••••• I•••	M••••• F•••••••• L•••	Dec 31, 2022	Apr 2, 2014	-3,195	Firm change after gap	Other
M••••• F•••••••• L•••	E•••••• E••••• L••	Aug 19, 2014

Relationships

Registered with (6)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ W••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2009 to Dec 31, 2022factForm ADV
→ M••••• F•••••••• L•••Registered adviserregistration: previous registration
Apr 2, 2014 to Aug 19, 2014factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviser

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
K•••••• C••••• Z••• left W••••••••• S••••••••• I••• for M••••• F•••••••• L••• (registered 2014-04-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:628725c8-f35f-ebaa-99bd-a0b7156fecae
First observed: Oct 17, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.