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Advisor at HARBOUR INVESTMENTS, INC.
OOSTBURG, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | Independent wealth | Jul 16, 2026 | n/a | yes | OOSTBURG, WI | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 2, 2026 | Jul 8, 2026 | no | Sheboygan, WI|AUSTIN, TX| St. Charles, IL | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 19, 2023 | Jun 1, 2026 | no | Saint Charles, IL|Sheboygan, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | HARBOUR INVESTMENTS, INC. | Jul 8, 2026 | Jul 16, 2026 | 8 | Firm change | Ibd to RIA |
| COMMONWEALTH FINANCIAL NETWORK | KESTRA ADVISORY SERVICES, LLC | Jun 1, 2026 | Jun 2, 2026 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:283330:WI:2026-06-01 | Jun 1, 2026 | Jun 2, 2026 | SHEBOYGAN, WI | Firm change |