DFX Intelligence

M•••• C•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••• C•••••• S••••••

Advisor at O•••• W•••••• I•••

GREENWOOD VILLAGE, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Nov 14, 2025	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
G•• W••••• S••••••••• G••••• L••	Former SEC adviser	Jan 3, 2017	Nov 14, 2025	no	GREENWOOD VILLAGE, CO\|CENTENNIAL, CO\|Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G•• W••••• S••••••••• G••••• L••	Nov 24, 2025	Jan 3, 2017	-3,247	Firm change after gap	Other
G•• W••••• S••••••••• G••••• L••	O•••• W•••••• I•••	Nov 14, 2025	Nov 14, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:285507:CO:2025-11-24	Nov 24, 2025	Jan 3, 2017	DENVER, CO	Firm change after gap
285507:23131:CO:2025-11-14	Nov 14, 2025	Nov 14, 2025	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 3, 2012 to Nov 24, 2025factForm ADV
→ G•• W••••• S••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 3, 2017 to Nov 14, 2025factForm ADV

Dated events

Occurred
Nov 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 3, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.