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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Oct 31, 2016 | n/a | yes | NASHVILLE, TN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 17, 2009 | Oct 26, 2016 | no | DEWITT, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 30, 2008 | May 4, 2009 | no | SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Oct 26, 2016 | Oct 31, 2016 | 5 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | WELLS FARGO ADVISORS | May 4, 2009 | Apr 17, 2009 | -17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:793:NY:2016-10-19 | Oct 26, 2016 | Oct 31, 2016 | DEWITT, NY | Firm change |