DFX Intelligence

T••••• H•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

T••••• H•••• R•••••••••

Advisor at C••••• P••••••• L••

FORT WORTH, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:62a41c57-37a1-6bbf-05a5-1ec483c62143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 27, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Apr 2, 2019	n/a	yes	FORT WORTH, TX\|NEW YORK, NY	Current employment
K•••••• A•••••••	Former SEC adviser	Nov 2, 2017	Apr 1, 2019	no	FORT WORTH, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• A•••••••	C••••• P••••••• L••	Apr 1, 2019	Apr 2, 2019	1	Firm change	RIA to RIA
1•• G••••• A••••••• I••	K•••••• A•••••••	Nov 1, 2017	Nov 2, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
158571:151559:TX:2019-04-01	Apr 1, 2019	Apr 2, 2019	FORT WORTH, TX	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Apr 2, 2019 to presentfactForm ADV
→ K•••••• A•••••••Registered adviserregistration: previous registration
Nov 2, 2017 to Apr 1, 2019factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jun 27, 1997 to Nov 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62a41c57-37a1-6bbf-05a5-1ec483c62143
First observed: Jun 27, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.