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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RETIREWISE CFP

ASSET HARVEST GROUP, LLC, CRD 122774

TYSONS CORNER, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62a42f71-d4f6-979d-49d9-3145c84dea34

Data as of Dec 15, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Jan 23, 2012 to Dec 15, 2022
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $107MItem 5.F on the latest filing (2022-12-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $106M
Private client RAUM: $106MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 158
Individual clients: 27
High net worth clients: 32
SEC number: 801-121266
CRD: 122774
Filings on the tape: 9
First filed: Jan 23, 2012
Latest filed: Dec 15, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHOTE, FEMI, TAOFIK	MANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	E	yes	08/2002	Jan 23, 2012	Dec 15, 2022
Shote, Kathleen, Moreau	EXECUTOR OF THE ESTATE OF FEMI SHOTE	Na	yes	12/2022	Dec 4, 2022	Dec 15, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 18, 2022	$107M	$106M	1	1	0	n/a	n/a
2011	Mar 26, 2012	$18.8M	$18.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$107M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Controls (2)

← SHOTE, FEMI, TAOFIKOwnerMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 23, 2012 to presentfactForm ADV
← Shote, Kathleen, MoreauOwnerEXECUTOR OF THE ESTATE OF FEMI SHOTE, ownership code NA, individual
Dec 4, 2022 to presentfactForm ADV

Registered with (3)

← DANIEL JOSEPH TOLEDOAdvisorregistration: previous registration
Dec 15, 2022 to Mar 2, 2023factForm ADV
← Matthew Richard GrennellAdvisorregistration: previous registration
Dec 15, 2022 to Mar 2, 2023factForm ADV
← James Thomas PalermoAdvisorregistration: previous registration
Dec 15, 2022 to Mar 2, 2023factForm ADV

Dated events

Occurred
Mar 2, 2023
Advisor departed, no destination yet
Matthew Richard Grennell no longer registered at Retirewise Cfp; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Mar 2, 2023
Advisor departed, no destination yet
James Thomas Palermo no longer registered at Retirewise Cfp; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Mar 2, 2023
Advisor departed, no destination yet
Daniel Joseph Toledo no longer registered at Retirewise Cfp; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 4, 2022
Control person joined
Moreau Kathleen Shote (Executor Of The Estate Of Femi Shote) appeared on Schedule A of Retirewise Cfp
Form ADVobserved 5 days ago
Occurred
Apr 20, 2021
First Form ADV filing
Retirewise Cfp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62a42f71-d4f6-979d-49d9-3145c84dea34
First observed: Jan 23, 2012
Last observed: Dec 15, 2022 45 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RETIREWISE CFP

ASSET HARVEST GROUP, LLC, CRD 122774

TYSONS CORNER, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62a42f71-d4f6-979d-49d9-3145c84dea34

Data as of Dec 15, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHOTE, FEMI, TAOFIK

MANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER

yes

08/2002

Jan 23, 2012

Dec 15, 2022

Shote, Kathleen, Moreau

EXECUTOR OF THE ESTATE OF FEMI SHOTE

yes

12/2022

Dec 4, 2022

Dec 15, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 18, 2022

$107M

$106M

n/a

2011

Mar 26, 2012

$18.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$107M

n/a