DFX Intelligence
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Reading the graph
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Advisor at B•• P•••••••• I•••
CEDAR RAPIDS, IA | Cumming, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | Bd affiliated wealth | Dec 15, 2016 | n/a | yes | Cumming, GA|CEDAR RAPIDS, IA | Current employment |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Sep 1, 2016 | Dec 14, 2016 | no | CUMMING, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• F•••••••• G•••• I•• | B•• P•••••••• I••• | Dec 14, 2016 | Dec 15, 2016 | 1 | Firm change | Other |
| V•• A••••••• S••••••• | S••••• F•••••••• G•••• I•• | Sep 1, 2016 | Sep 1, 2016 |
| V•• A••••••• S••••••• | Former SEC adviser | Oct 16, 2007 | Sep 1, 2016 | no | OVERLAND PARK, KS|CUMMING, GA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 26, 2003 | Sep 25, 2007 | no | ALPHARETTA, GA|ALPHARETTA, GA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 26, 2003 | Oct 13, 2003 | no | ALPHARETTA, GA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•• F•••••••• S••••••• I••• | V•• A••••••• S••••••• | Sep 25, 2007 | Oct 16, 2007 | 21 | Firm change | Other |
| M••••• S•••••• D• I••• | U•• F•••••••• S••••••• I••• | Oct 13, 2003 | Sep 26, 2003 | -17 | Firm change | Other |