This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TCW INVESTMENT MANAGEMENT COMPANY LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

11

Exams

S63|S65

First exam

Mar 28, 2014

First registration

May 4, 2018

Dual registered

yes, broker-dealer

IAPD individual key

6234083

• Occurred

  Jan 16, 2024
  Advisor changed firm

  Kevin Michael Sochovka left Blackrock Investment Management, Llc for Tcw Investment Management Company Llc (registered 2024-03-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:62aa91a1-b8bf-aad1-1a5e-68759caa4d15

First observed

May 4, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.