DFX Intelligence

R••• M••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor27 years in industry

R••• M••• S••••••

Advisor at C••••••• • W••••• M•••••••••

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62b5f48b-8c3e-5e88-bb85-6ba71399b403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 6, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R••• M••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• • W••••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• • W••••• M•••••••••	Asset manager	Apr 8, 2015	n/a	yes	SALT LAKE CITY, UT	Current employment
N••••••• I••••••••• A•••••••	n/a	Oct 6, 2010	Jun 30, 2011	no	SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• I••••••••• A•••••••	C••••••• • W••••• M•••••••••	Jun 30, 2011	Apr 8, 2015	1,378	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••• • W••••• M•••••••••Registered adviserregistration: current employment
Apr 8, 2015 to presentfactForm ADV
→ N••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Oct 6, 2010 to Jun 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62b5f48b-8c3e-5e88-bb85-6ba71399b403
First observed: Oct 6, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.