D••••• K•••••••

Advisor at M••••• S••••••

Shrewsbury, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 27, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 30, 2025	n/a	yes	Shrewsbury, NJ	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 5, 2023	Jun 24, 2025	no	San Diego, CA\|RED BANK, NJ\|Holmdel, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Jun 24, 2025	May 30, 2025	-25	Firm change	Wirehouse to wirehouse
T•• A•••••••• I•••	U•• F•••••••• S••••••• I•••	Jan 3, 2023	Jan 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:NJ:2025-06-02	Jun 24, 2025	May 30, 2025	HOLMDEL, NJ	Firm change

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2023 to Jun 24, 2025factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2019 to Jan 3, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Order

Occurred
24 Jun 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
3 Jan 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 17, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.