DFX Intelligence

R•••••• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

R•••••• W••••• P•••••••

R•••••• W••••• P•••••••, LLC, CRD 285923

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:62be2e3c-a651-2308-26f7-102a4afeb7ac

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2016 to Nov 29, 2016
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
SEC number: 801-108746
CRD: 285923
Filings on the tape: 2
First filed

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• S••••• W•••••• P••••••	FOUNDING PARTNER	D	yes	01/2017	Nov 23, 2016	Nov 29, 2016
C••••• L••••• J•	FOUNDING PARTNER	D	yes	01/2017	Nov 23, 2016	Nov 29, 2016

Relationships

Owns (1)

← F•••••• T•••••• A••OwnerCCO, ownership code NA, individual
Nov 23, 2016 to presentfactForm ADV

Controls (2)

← C••••• S••••• W•••••• P••••••OwnerFOUNDING PARTNER, ownership code D, individual
Nov 23, 2016 to presentfactForm ADV
← C••••• L••••• J•OwnerFOUNDING PARTNER, ownership code D, individual
Nov 23, 2016 to presentfactForm ADV

Dated events

Occurred
Nov 23, 2016
First Form ADV filing
R•••••• W••••• P••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62be2e3c-a651-2308-26f7-102a4afeb7ac
First observed: Nov 23, 2016
Last observed: Nov 29, 2016 119 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.