DFX Intelligence

W•••• J•••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

W•••• J•••• Z••••

Advisor at I•• W••••• M••••••••• L••

Tampa, FL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62c6a75b-1436-4081-6afc-6b373675918d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Feb 4, 2019	n/a	yes	Tampa, FL\|CHICAGO, IL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jul 20, 2012	Jan 24, 2019	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	I•• W••••• M••••••••• L••	Jan 24, 2019	Feb 4, 2019	11	Firm change	Ibd to RIA
V•••• F•••••••• A•••••••• I•••	I••••••••• F•••••••• P•••••••	Jul 19, 2012	Jul 20, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:171481:FL:2019-01-24	Jan 24, 2019	Feb 4, 2019	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jul 20, 2012 to Jan 24, 2019factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2007 to Jul 19, 2012factForm ADV
→ S••••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62c6a75b-1436-4081-6afc-6b373675918d
First observed: Nov 10, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.