This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Aug 25, 1998

First registration

Jan 19, 2010

Dual registered

yes, broker-dealer

Other names

Aaron L Watson|Aaron Watson

IAPD individual key

2341571

• Occurred

  Oct 11, 2023
  Advisor changed firm

  Aaron Luke Watson left Cambridge Investment Research Advisors, Inc. for Avantax Advisory Services (registered 2023-10-03)

  Form ADVobserved 5 days ago
• Occurred

  Oct 7, 2022
  Advisor changed firm

  Aaron Luke Watson left Avantax Advisory Services for Cambridge Investment Research Advisors, Inc. (registered 2022-09-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:62c7394e-4d11-4bb8-b95d-40d4fe59dbe5

First observed

Jan 19, 2010

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.