DFX Intelligence

T••••••••• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

T••••••••• C•••••• P••••••• L•

CRD 166275

NEW YORK, NY

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Search this name across graphsid dfx:ria:62d501c0-fdf2-51f0-bdd6-a4425a15a01e

Data as of Aug 6, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 1
Observed: Dec 4, 2012 to Aug 6, 2018
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••••••• C•••••• P••••••• L•

Private equity manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••••••• G••••• M••••• F•••• L••	Hedge Fund	$2.1B	Aug 6, 2018	234	Dec 4, 2012	reported	021-189212
T••••••••• G••••• L••• A•••• F•••• L••	Hedge Fund	$412M	Aug 6, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R•••• E••••••	PRESIDENT & CHIEF STRATEGY OFFICER	Na	yes	06/2018	Aug 6, 2018	Aug 6, 2018
K•••• J••••• H••••	MANAGING MEMBER	E	yes	06/2012	Dec 4, 2012	Aug 6, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••••• C•••••• G•••• I•• L•	n/a	n/a	n/a	N	yes	n/a
T••••••••• C•••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 26, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$2.6B	$5.8B	-55.8%	$3.3B	-8.3%	21	30	0	n/a

Relationships

Advises (4)

→ T••••••••• G••••• M••••• F•••• L••Private fundHedge Fund, IA
Dec 4, 2012 to presentfactForm ADV
→ T••••••••• G••••• L••• A•••• F•••• L••Private fundHedge Fund, IA
Jul 9, 2015 to presentfactForm ADV
→ T••••••••• G••••• L••• A•••• F•••• L••Private fundHedge Fund, IA
Jul 9, 2015 to presentfactForm ADV
→ T•• I••••• F•••• L•

Dated events

Occurred
Mar 26, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-2.4B
Occurred
Dec 4, 2012
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62d501c0-fdf2-51f0-bdd6-a4425a15a01e
First observed: Dec 4, 2012
Last observed: Aug 6, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.