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RIA / WealthAdvisorCertified Financial Planner18 years in industry

Trevor Thomas

Advisor at CETERA INVESTMENT ADVISERS LLC

DUBUQUE, IA

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Search this name across graphsid dfx:ria:62dd3351-0a56-b74f-b72c-a029dc6c91bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 27, 2008
First registration: Jun 18, 2010
Dual registered: no
Other names: TREVOR MICHAEL THOMAS
IAPD individual key: 5476769

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	DUBUQUE, IA	Current employment
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Apr 15, 2021	n/a	yes	DUBUQUE, IA\|DUBUQUE, IA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Mar 22, 2021	Sep 5, 2025	no	Dubuque, IA	Previous registration
CHOREO, LLC	Independent wealth	Jun 23, 2015	Oct 19, 2020	no	ROCHESTER, MN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 18, 2010	Feb 8, 2013	no	CEDAR RAPIDS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	AVANTAX PLANNING PARTNERS, INC.	Sep 5, 2025	Apr 15, 2021	-1,604	Channel change	Ibd to RIA
CHOREO, LLC	AVANTAX ADVISORY SERVICES	Oct 19, 2020	Mar 22, 2021	154	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	CHOREO, LLC	Feb 8, 2013	Jun 23, 2015	865	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 22, 2021 to Sep 5, 2025factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Jun 23, 2015 to Oct 19, 2020factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 18, 2010 to Feb 8, 2013factForm ADV

Dated events

No dated event names this entity yet.