DFX Intelligence

C••••••••• D•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

C••••••••• D•••• C••••

Advisor at O•••••••

BEACHWOOD, OH

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Search this name across graphsid dfx:ria:62df5851-0ee9-c582-d0c6-c55b54268bd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Nov 2, 2018	n/a	yes	BEACHWOOD, OH	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Nov 13, 2009	Nov 8, 2018	no	CLEVELAND, OH\|MENTOR, OH\|BEECHWOOD, OH\|WILLOUGHBY HILLS, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|WOODMERE, OH\|SHAKER HEIGHTS, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|UNIVERSITY HEIGHTS, OH\|CLEVELAND, OH\|MENTOR, OH\|AURORA, OH\|UNIVERSITY HEIGHTS, OH\|WOODMERE, OH\|HIGHLAND, OH\|CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	O•••••••	Nov 8, 2018	Nov 2, 2018	-6	Firm change	Ibd to RIA
N•••••• I••••••••• I•••	P•• W••••• M•••••••••	Nov 13, 2009	Nov 13, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
129052:283087:OH:2018-11-08	Nov 8, 2018	Nov 2, 2018	CLEVELAND, OH	Firm change

Relationships

Registered with (3)

→ O•••••••Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 13, 2009 to Nov 8, 2018factForm ADV
→ N•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2005 to Nov 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62df5851-0ee9-c582-d0c6-c55b54268bd9
First observed: Jul 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.