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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ROBERT ALBERT LEE

Advisor at ADVICE AND PLANNING SERVICES

Newtown, PA | Langhorne, PA

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Search this name across graphsid dfx:ria:62df9459-ce34-4680-2df6-e893a0042ff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 24, 2008
First registration: Jan 20, 2009
Dual registered: yes, broker-dealer
Other names: ROBERT A LEE|ROBERT A LEE
IAPD individual key: 5160997

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 9, 2016	n/a	yes	Newtown, PA\|Langhorne, PA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Dec 6, 2016	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 27, 2011	Oct 1, 2012	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
THE ASTORINO FINANCIAL GROUP, INC.	State registered	Jan 30, 2009	Jan 22, 2010	no	FAIRFIELD, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 20, 2009	Dec 22, 2009	no	FAIRFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Dec 6, 2016	Dec 9, 2016	3	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
THE ASTORINO FINANCIAL GROUP, INC.	CHASE INVESTMENT SERVICES CORP.	Jan 22, 2010	Sep 27, 2011	613	Firm change after gap	Other
LPL FINANCIAL LLC	THE ASTORINO FINANCIAL GROUP, INC.	Dec 22, 2009	Jan 30, 2009	-326	Firm change after gap	Other

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Dec 9, 2016 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 6, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 27, 2011 to Oct 1, 2012factForm ADV
→ THE ASTORINO FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 30, 2009 to Jan 22, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 20, 2009 to Dec 22, 2009factForm ADV

Dated events

No dated event names this entity yet.