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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

MILLBURN RIDGEFIELD LLC

CRD 148870

NEW YORK, NY

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Search this name across graphsid dfx:ria:62e5e071-89d7-c2ba-4eac-fe3ad043501c

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 15
On other graphs: 0
Observed: Mar 23, 2020 to May 20, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=6.0
Regulatory AUM: $8.7BItem 5.F on the latest filing (2026-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 59
Advisory employees: 25
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Individual clients: 0
Private funds: 4Schedule D 7.B(1)
Custody, client assets: $430M
Relying advisers: 1
SEC number: 801-60938
CIK: 878029
CRD: 148870
Filings on the tape: 18
First filed: Mar 23, 2020
Latest filed: May 20, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MILLBURN RESOURCE OPPORTUNITIES TRADING LTD	Hedge Fund	$153M	Sep 9, 2024	20	Apr 28, 2022	reported	021-435722
MILLBURN MCO PARTNERS LP	Hedge Fund	$91.5M	Sep 9, 2024	26	Mar 28, 2012	reported	021-93673
GALAXY PLUS FUND - MILLBURN RESOURCE OPPTY MASTER FUND (557) LTD.	Hedge Fund	$89.9M	Sep 9, 2024	1	Mar 27, 2023	reported	n/a
MILLBURN SELECT STRATEGIES LP	Hedge Fund	$42.9M	Sep 9, 2024	15	Mar 28, 2012	reported	021-113845
MILLBURN EQUITY PARTNERS LLC	Other Private Fund	$31.0M	Sep 9, 2024	22	Mar 28, 2012	reported	021-387615
MILLBURN RESOURCE OPPORTUNITIES FUND LP	Hedge Fund	$7.7M	Apr 7, 2022	6	Mar 28, 2022	dropped	021-435722

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEKER, HARVEY	Chairman	C	yes	06/1978	Mar 23, 2020	Sep 9, 2024
BUCKBINDER, GREGG RICHARD	CFO & FINOP, BROKER DEALER	A	yes	04/2020	Mar 23, 2020	Sep 9, 2024
CRAPPLE, CAROL TUYN	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	Na	yes	04/2020	Mar 22, 2021	Sep 9, 2024
FARGIS, HEATHER SHAWN	TRUSTEE, CRAPPLE MARITAL TRUST	Na	yes	04/2020	Mar 22, 2021	Sep 9, 2024
FELSENTHAL, STEVEN MARC	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	Na	yes	01/2004	Mar 23, 2020	Sep 9, 2024
FITZSIMMONS, MARK BRUCE	SENIOR VICE PRESIDENT	Na	yes	01/2006	Mar 23, 2020	Sep 9, 2024
GOODMAN, BARRY ALAN	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	yes	11/2015	Mar 30, 2020	Sep 9, 2024
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	Shareholder	C	yes	02/2022	Mar 28, 2022	Sep 9, 2024
NEWTON, JUDITH LONDON	TRUSTEE, RESIDUARY QSST TRUST	Na	yes	05/2014	Mar 30, 2020	Sep 9, 2024
SMITH, GRANT NORMAN	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	yes	11/2015	Mar 30, 2020	Sep 9, 2024
STAPLETON, STEPHANIE DAWN	TRUSTEE, CRAPPLE MARITAL TRUST	Na	yes	04/2020	Mar 22, 2021	Sep 9, 2024
WU, ILON	CHIEF FINANCIAL OFFICER	Na	yes	02/2020	Mar 30, 2020	Sep 9, 2024
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	Shareholder	A	no	05/2014	Mar 23, 2020	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MILLBURN ASSET MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a
MILLBURN INTERNATIONAL (EUROPE) LLP	n/a	n/a	n/a	N	yes	n/a
SHANGHAI QUADRANT ASSET MANAGEMENT CO., LTD.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 26, 2026	$8.7B	$8.7B	59	25	4	n/a
2024	Apr 30, 2025	$9.0B	$9.0B	56	23	5	n/a
2023	Mar 25, 2024	$6.8B	$6.8B	54	22	5	$408M
2022	Mar 27, 2023	$6.2B	$6.2B	55	20	5	$411M
2021	Mar 28, 2022	$3.6B	$3.6B	51	18	4	$209M
2020	Mar 22, 2021	$2.9B	$2.9B	54	19	3	$185M
2019	Mar 30, 2020	$5.6B	$5.6B	55	20	3	$180M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.7B	$9.0B	-3.3%	$6.2B	11.9%	59	56	0	0

Relationships

Advises (6)

→ MILLBURN EQUITY PARTNERS LLCPrivate fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ MILLBURN SELECT STRATEGIES LPPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ MILLBURN MCO PARTNERS LPPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ GALAXY PLUS FUND - MILLBURN RESOURCE OPPTY MASTER FUND (557) LTD.Private fundHedge Fund, IA
Mar 27, 2023 to presentfactForm ADV
→ MILLBURN RESOURCE OPPORTUNITIES TRADING LTDPrivate fundHedge Fund, IA
Apr 28, 2022 to presentfactForm ADV
→ MILLBURN RESOURCE OPPORTUNITIES FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2022 to Apr 7, 2022factForm ADV

Controls (12)

← FITZSIMMONS, MARK BRUCEOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 23, 2020 to Sep 9, 2024factForm ADV
← GOODMAN, BARRY ALANOwnerCO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING, ownership code B, individual
Mar 30, 2020 to Sep 9, 2024factForm ADV
← BUCKBINDER, GREGG RICHARDOwnerCFO & FINOP, BROKER DEALER, ownership code A, individual
Mar 23, 2020 to Sep 9, 2024factForm ADV
← SMITH, GRANT NORMANOwnerCO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 30, 2020 to Sep 9, 2024factForm ADV
← FARGIS, HEATHER SHAWNOwnerTRUSTEE, CRAPPLE MARITAL TRUST, ownership code NA, individual
Mar 22, 2021 to Sep 9, 2024factForm ADV
← BEKER, HARVEYOwnerCHAIRMAN, ownership code C, individual
Mar 23, 2020 to Sep 9, 2024factForm ADV
← FELSENTHAL, STEVEN MARCOwnerGENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER, ownership code NA, individual
Mar 23, 2020 to Sep 9, 2024factForm ADV
← NEWTON, JUDITH LONDONOwnerTRUSTEE, RESIDUARY QSST TRUST, ownership code NA, individual
Mar 30, 2020 to Sep 9, 2024factForm ADV
← WU, ILONOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2020 to Sep 9, 2024factForm ADV
← STAPLETON, STEPHANIE DAWNOwnerTRUSTEE, CRAPPLE MARITAL TRUST, ownership code NA, individual
Mar 22, 2021 to Sep 9, 2024factForm ADV
← CRAPPLE, CAROL TUYNOwnerTRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST, ownership code NA, individual
Mar 22, 2021 to Sep 9, 2024factForm ADV
← MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLEOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 28, 2022 to Sep 9, 2024factForm ADV

Owns (1)

← RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUSTOwnerSHAREHOLDER, ownership code A, domestic entity
Mar 23, 2020 to Sep 9, 2024factForm ADV

Dated events

Occurred
Apr 30, 2025
Regulatory AUM changed
Millburn Ridgefield Llc reported RAUM $9.0B, up 31% from $6.8B (2025-03-04 to 2025-04-30)
Form ADVobserved 4 days ago
$2.1B
Occurred
Mar 4, 2025
Succession filed (Item 4)
Millburn Ridgefield Llc reported succeeding to the business of Millburn Ridgefield Corporation (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2024
Control person left
Bryon Harold Lyons (Ceo & Cco, Broker Dealer) no longer on Schedule A of Millburn Ridgefield Llc (listed 2024-03-25, absent 2024-09-09)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2023
Regulatory AUM changed
Millburn Ridgefield Llc reported RAUM $6.2B, up 74% from $3.6B (2022-04-28 to 2023-03-27)
Form ADVobserved 4 days ago
$2.6B
Occurred
Mar 22, 2021
Regulatory AUM changed
Millburn Ridgefield Llc reported RAUM $2.9B, down 49% from $5.6B (2020-06-24 to 2021-03-22)
Form ADVobserved 4 days ago
$-2.7B
Occurred
Mar 22, 2021
Control person joined
Carol Tuyn Crapple (Personal Representative) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago
Occurred
Mar 22, 2021
Control person joined
Heather Shawn Fargis (Personal Representative) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago
Occurred
Mar 22, 2021
Control person joined
Stephanie Dawn Stapleton (Personal Representative) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago
Occurred
Mar 22, 2021
Control person left
George Edwin Crapple (Shareholder) no longer on Schedule A of Millburn Ridgefield Llc (listed 2020-06-24, absent 2021-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2021
Control person left
Richard Bradley Sobel (Cfo & Finop, Broker Dealer) no longer on Schedule A of Millburn Ridgefield Llc (listed 2020-06-24, absent 2021-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Millburn Ridgefield Llc reported RAUM $5.6B, up 31% from $4.3B (2020-03-25 to 2020-03-30)
Form ADVobserved 4 days ago
$1.3B
Occurred
Mar 30, 2020
Control person joined
Ilon Wu (Chief Financial Officer) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Judith London Newton (Trustee, Residuary Qsst Trust) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Barry Alan Goodman (Co-Chief Executive Officer, Executive Director Of Trading) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Grant Norman Smith (Co-Chief Executive Officer, Chief Investment Officer) appeared on Schedule A of Millburn Ridgefield Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62e5e071-89d7-c2ba-4eac-fe3ad043501c
First observed: Mar 23, 2020
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLBURN RIDGEFIELD LLC

CRD 148870

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62e5e071-89d7-c2ba-4eac-fe3ad043501c

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MILLBURN RESOURCE OPPORTUNITIES TRADING LTD

Hedge Fund

$153M

Sep 9, 2024

Apr 28, 2022

reported

021-435722

MILLBURN MCO PARTNERS LP

Hedge Fund

$91.5M

Sep 9, 2024

Mar 28, 2012

reported

021-93673

GALAXY PLUS FUND - MILLBURN RESOURCE OPPTY MASTER FUND (557) LTD.

Hedge Fund

$89.9M

Sep 9, 2024

Mar 27, 2023

reported

n/a

MILLBURN SELECT STRATEGIES LP

Hedge Fund

$42.9M

Sep 9, 2024

Mar 28, 2012

reported

021-113845

MILLBURN EQUITY PARTNERS LLC

Other Private Fund

$31.0M

Sep 9, 2024

Mar 28, 2012

reported

021-387615

MILLBURN RESOURCE OPPORTUNITIES FUND LP

Hedge Fund

$7.7M

Apr 7, 2022

Mar 28, 2022

dropped

021-435722

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEKER, HARVEY

Chairman

yes

06/1978

Mar 23, 2020

Sep 9, 2024

BUCKBINDER, GREGG RICHARD

CFO & FINOP, BROKER DEALER

yes

04/2020

Mar 23, 2020

Sep 9, 2024

CRAPPLE, CAROL TUYN

TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST

yes

04/2020

Mar 22, 2021

Sep 9, 2024

FARGIS, HEATHER SHAWN

TRUSTEE, CRAPPLE MARITAL TRUST

yes

04/2020

Mar 22, 2021

Sep 9, 2024

FELSENTHAL, STEVEN MARC

GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER

yes

01/2004

Mar 23, 2020

Sep 9, 2024

FITZSIMMONS, MARK BRUCE

SENIOR VICE PRESIDENT

yes

01/2006

Mar 23, 2020

Sep 9, 2024

GOODMAN, BARRY ALAN

CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING

yes

11/2015

Mar 30, 2020

Sep 9, 2024

MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE

Shareholder

yes

02/2022

Mar 28, 2022

Sep 9, 2024

NEWTON, JUDITH LONDON

TRUSTEE, RESIDUARY QSST TRUST

yes

05/2014

Mar 30, 2020

Sep 9, 2024

SMITH, GRANT NORMAN

CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER

yes

11/2015

Mar 30, 2020

Sep 9, 2024

STAPLETON, STEPHANIE DAWN

TRUSTEE, CRAPPLE MARITAL TRUST

yes

04/2020

Mar 22, 2021

Sep 9, 2024

WU, ILON

CHIEF FINANCIAL OFFICER

yes

02/2020

Mar 30, 2020

Sep 9, 2024

RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST

Shareholder

05/2014

Mar 23, 2020

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MILLBURN ASSET MANAGEMENT LTD.

n/a

yes

n/a

MILLBURN INTERNATIONAL (EUROPE) LLP

n/a

yes

n/a

SHANGHAI QUADRANT ASSET MANAGEMENT CO., LTD.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$8.7B

n/a

2024

Apr 30, 2025

$9.0B

n/a

2023

Mar 25, 2024

$6.8B

$408M

2022

Mar 27, 2023

$6.2B

$411M

2021

Mar 28, 2022

$3.6B

$209M

2020

Mar 22, 2021

$2.9B

$185M

2019

Mar 30, 2020

$5.6B

$180M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.7B

$9.0B

-3.3%

$6.2B

11.9%